Bachelor of Science (Professional, Hons); Geology
Graduate Certificate in Applied Finance & Investment
Seven years experience as a Mining Analyst (Deutsche Bank, UBS & BBY)
Nine years experience as a Geologist specialising in precious & base metals exploration
Bachelor of Arts (Economics); MSc Economics; Series 7 and Series 63 license.
Over 15 years International Capital Markets experience including 12 years in Pan European Equities and Money Markets at Davy Stockbrokers, Ireland and three years in Treasury at Commerzbank, Ireland.
Twenty years corporate advisory experience with the last 10 years specialising in Equity Capital Markets transactions in Australia
Held Executive Director roles in Equity Capital Markets with Argonaut Capital, Investec Bank & Ord Minnett
Awarded Fellow of the Financial Services Institute of Australia, FINSIA (F Fin), Fellow of the Securities Institute (FSI) UK and holds a graduate diploma (FSI Dip) and a Bachelor of Laws (Hons) from the University of Aberdeen (United Kingdom)
Master of Mining Engineering (Mine Management), Master of Applied Finance and Investment (Corporate Finance), Bachelor of Business (Management & Finance)
3 years’ experience in acquisition and divestment across Australia, SE Asia, North America and New Zealand (AWE Limited)
15 years’ experience in capital markets in Australia and New Zealand with Buy and Sell side experience (Westpac Institutional Bank, Susquehanna International Group, Foster Stockbroking, Todd Corporation)
Bachelor of Economics, Master of Finance
Over five years experience in equities (SWS, Hong Kong and CIMB, Sydney)
Four years experience in institutional banking (CBA)
Ten years institutional sales experience (Petra Capital)
Fifteen years sales experience across multiple sectors and markets
Australian Graduate School of Management (AGSM) General Manager Program 2016
BSc (Geology), Master of Mineral Economics, Diploma of Finance & Investment.
Six years experience in Mine and Field Geology with large companies (Dominion Mining, Sons of Gwalia, De Beers)
Over twenty years experience as an analyst with top tier international/boutique firms (ABN AMRO, BNP, BBY, Hartley Poynton)
Three years experience in Funds Management (Confluence Asset Management)
BA Commerce, CFA, CAIA
Over ten years’ experience in the industry at top tier firms including J.P. Morgan and RBC, after commencing his career in investment banking
Sector experience across industrials and mining equities
Graduate Diploma of Applied Finance – Business Valuation (FINSIA)
Master of Applied Science – Ecology (Lincoln University, New Zealand)
Ten-plus years’ experience broking small and mid-cap companies (ABN AMRO, JPMorgan, Ord Minnett)
15 years’ experience in global financial markets specialising in natural resources (Mining & Oil/Gas) and ASX equities including 10 years in the London market
Held Executive Director role and Head of Natural Resources at London based Panmure Gordon for the past 3 years and Bell Potter, Investec, Barclays & Citi prior to this
Chartered Accountant, Bachelor of Commerce from Macquarie University majoring in Accounting & Finance, Investment Management Certificate, & Graduate Diploma in Financial Planning from FINSIA
BA (Hons) Economics; MA Economics
Over ten years international experience as a covering analyst, including five years in Pan European Equities at both Davy and Goodbody Stockbrokers in Ireland and over two years as the gaming analyst for CIMB Australia
Over 11 years’ experience as an Executive Assistant in the Insurance Industry (SLE Worldwide, XL Catlin)
Cert IV Finance/Accounting, Cert IV Desktop Publishing
Over fifteen years experience as Research Assistant (Citi, BBY)
We have invested in talented and committed people to ensure ongoing value.
Accredited cash equities and Derivative DTR
Master member Stockbrokers and Financial advisers association MSAFAA
Thirty years’ execution and trading experience across Institutional desks (Deutsche Bank, BZW Australia, ABN AMRO Group, RBS Australia, CIMB Australia)
BSc (Hons) Geophysics; Graduate Dip in Applied Finance and Investment
Over thirteen years research experience across Industrials (Deutsche Bank, Credit Suisse) and Resources (Macquarie)
5 years Research Sales experience (Deutsche Bank)
5 years commercial experience in exploration geophysics consulting (CGG Aust), and Government.
Bachelor of Commerce (Finance, Business Law) & Arts (Japanese)
Over four years’ experience as an analyst with Goldman Sachs covering consumer industrials, including more than 1 year as a lead analyst covering ANZ Gaming
Over two years’ experience in institutional banking (CBA)
Bachelor of Commerce (Applied Finance)
National DTR Cash Equities Accreditation (partially complete)
Over seven years Institutional Sales experience (Petra Capital)
Four years experience in trade disciplines
Bachelor of Business (Accounting Major)
Fifteen years experience Institutional Equity sales (Macquarie, Morgan Stanley UK, LINWAR)
Online ventures (StreetTalk, PartiStaff, TEPP Pty Ltd)
Bachelor of Arts (Hons) History
Over four years as an Executive Assistant in Finance (J.P. Morgan Private Bank, Odey Asset Management)
Law Degree (BA LLB), Masters of Law (LLM), Graduate Diploma in Compliance
Solicitor Unrestricted Practising Certificate – Corporate and Government (NSW)
Certificate IV Financial Planning
Over 17 years’ experience in legal/compliance related roles in the financial services industry
Bachelor of Commerce, Bachelor of Accounting, member of the Institute of Chartered Accountants of Australia
Three years audit experience (Price Waterhouse Coopers)
Eight years in finance & retail in the oil industry (Esso Petroleum)
Over twelve years in CFO roles at various organisations in the technology & property Industries
BSc (Hons) Mathematics with Business and Management, Manchester University, Securities Institute Diploma (UK)
Over 10 years corporate advisory experience in the Australian market across a broad range of transaction structures and sectors.
Previously worked at JP Morgan, Bell Potter, Shaw & Partners and most recently Dixon Advisory.
Bachelor of Commerce (Finance & Accounting)
15 years business management & administration experience in the Superannuation Sector
Over five years’ Project Accounting & Financial Accounting experience
Bachelor of Commerce (Hons), Econometrics and Associate of Securities Institute of Australia (ASIA)
33 years of experience in both funds management (ex Prudential and BT Australia) and sell side broking at UBS, Cazenove Australia and Shaw Stockbroking.
