Bachelor of Science (Professional, Hons); Geology
Graduate Certificate in Applied Finance & Investment
Seven years experience as a Mining Analyst (Deutsche Bank, UBS & BBY)
Nine years experience as a Geologist specialising in precious & base metals exploration
Bachelor of Arts (Economics); MSc Economics; Series 7 and Series 63 license.
Over 15 years International Capital Markets experience including 12 years in Pan European Equities and Money Markets at Davy Stockbrokers, Ireland and three years in Treasury at Commerzbank, Ireland.
Master of Mining Engineering (Mine Management), Master of Applied Finance and Investment (Corporate Finance), Bachelor of Business (Management & Finance)
3 years’ experience in acquisition and divestment across Australia, SE Asia, North America and New Zealand (AWE Limited)
15 years’ experience in capital markets in Australia and New Zealand with Buy and Sell side experience (Westpac Institutional Bank, Susquehanna International Group, Foster Stockbroking, Todd Corporation)
Over 30 years’ experience in capital markets
Over 10 years’ servicing individual high net worth clients in small medium cap companies, resource and technology sector focused
BA (Hons) Geology, Trinity College Dublin, MBA, CFA
Over 20 years’ international sell-side experience (Credit Suisse South Africa, Investec Securities South Africa, Daiwa Capital Australia, Ord Minnett, and State One Stockbroking)
Extensive equity research coverage in both the large and small cap Resource space (Mining, Energy) as well as in the Industrial, Steel, Paper, and Chemical sectors.
Over three years customer service experience across a number of industry sectors
Ten years institutional sales experience (Petra Capital)
Fifteen years sales experience across multiple sectors and markets
Australian Graduate School of Management (AGSM) General Manager Program 2016
BSc (Geology), Master of Mineral Economics, Diploma of Finance & Investment.
Six years experience in Mine and Field Geology with large companies (Dominion Mining, Sons of Gwalia, De Beers)
Over twenty years experience as an analyst with top tier international/boutique firms (ABN AMRO, BNP, BBY, Hartley Poynton)
Three years experience in Funds Management (Confluence Asset Management)
BA Commerce, CFA, CAIA
Over ten years’ experience in the industry at top tier firms including J.P. Morgan and RBC, after commencing his career in investment banking
Sector experience across industrials and mining equities
Graduate Diploma of Applied Finance – Business Valuation (FINSIA)
Master of Applied Science – Ecology (Lincoln University, New Zealand)
Ten-plus years’ experience broking small and mid-cap companies (ABN AMRO, JPMorgan, Ord Minnett)
BA (Hons) Economics; MA Economics
Over ten years international experience as a covering analyst, including five years in Pan European Equities at both Davy and Goodbody Stockbrokers in Ireland and over two years as the gaming analyst for CIMB Australia
Bachelor of Engineering (Mechanical), MBA
20 years’ experience in domestic equity markets
Nine years overall buy side experience with Challenger, boutique fund Affinity Capital and most recently at family office Henroth Group as sole portfolio manager of a domestic equities portfolio skewed to small cap stocks
More than 10 years as a sell side research analyst primarily focusing on small caps at ANZ Securities, Wilsons and Austock/Phillip Capital
Over 11 years’ experience as an Executive Assistant in the Insurance Industry (SLE Worldwide, XL Catlin)
Cert IV Finance/Accounting, Cert IV Desktop Publishing
Over fifteen years experience as Research Assistant (Citi, BBY)
Economics & Finance (Undergraduate)
Over twenty seven years Equity broking and Fund Management experience
Ten years working in International equities, Australian Equities, Currency and also implemented all Futures and Derivative strategies (National Australia Asset Management)
Seven years as Head of Distribution (ABN AMRO) Three years as Head of Research sales ( Merrill Lynch)
We have invested in talented and committed people to ensure ongoing value.
BSc (Hons) Geophysics; Graduate Dip in Applied Finance and Investment
Over thirteen years research experience across Industrials (Deutsche Bank, Credit Suisse) and Resources (Macquarie)
5 years Research Sales experience (Deutsche Bank)
5 years commercial experience in exploration geophysics consulting (CGG Aust), and Government.
Bachelor of Commerce (Finance, Business Law) & Arts (Japanese)
Over four years’ experience as an analyst with Goldman Sachs covering consumer industrials, including more than 1 year as a lead analyst covering ANZ Gaming
Over two years’ experience in institutional banking (CBA)
Over 25 years of experience in stockbroking
Director, Head of Melbourne Institutional Sales at Patersons Securities (2002 – 2019)
Small, mid and micro cap sales specialist
Previous institutional sales roles with BNP Paribas, Hartleys, ABN Amro and Bankers Trust
BA Economics / Mathematics, MBA Finance
Over twenty years’ capital markets experience in Australia and United States at bulge bracket firms (UBS and JPMorgan) and boutique firms (TC Corporate, Petra and Wilsons)
More than ten years as a research analyst, covering US banks and finance companies and Australian emerging companies and eight years in corporate finance, advising companies on capital raisings, capital management and mergers & acquisitions
Bachelor of Business (Accounting Major)
Fifteen years experience Institutional Equity sales (Macquarie, Morgan Stanley UK, LINWAR)
Online ventures (StreetTalk, PartiStaff, TEPP Pty Ltd)
Bachelor of Business – Finance/Economics (QUT)
Experience across back & front office as well as research with institutional broker
Financial Modelling & Valuation Certificate – Corporate Finance Institute
Bachelor of Arts (Hons) History
Over four years as an Executive Assistant in Finance (J.P. Morgan Private Bank, Odey Asset Management)
Law Degree (BA LLB), Masters of Law (LLM), Graduate Diploma in Compliance
Solicitor Unrestricted Practising Certificate – Corporate and Government (NSW)
Certificate IV Financial Planning
Over 17 years’ experience in legal/compliance related roles in the financial services industry
Executive Director, Head of Resources Sales at Canaccord Genuity Group (2012 – 2018)
Resource sales specialist – 30 years experience with previous roles at Patersons Securities, ABN Amro, EL & C Baillieu and Credit Suisse First Boston
Bachelor of Commerce, Bachelor of Accounting, member of the Institute of Chartered Accountants of Australia
Three years audit experience (Price Waterhouse Coopers)
Eight years in finance & retail in the oil industry (Esso Petroleum)
Over twelve years in CFO roles at various organisations in the technology & property Industries
Fifteen years Institutional Trading and Execution experience (Macquarie, Goldman Sachs)
Accredited Equities and Derivatives DTR
Bachelor of Arts (Economics); Master of Commerce (Finance)
BSc (Hons) Mathematics with Business and Management, Manchester University, Securities Institute Diploma (UK)
Over 10 years corporate advisory experience in the Australian market across a broad range of transaction structures and sectors.
Previously worked at JP Morgan, Bell Potter, Shaw & Partners and most recently Dixon Advisory.
Bachelor of Arts (Hons) – Illustration
Over 5 years experience as an Executive Assistant in the Accounting and Finance Industry (Jennings Partners and Agility Finance, Sydney)
5 years experience in Credit Control (United Kingdom)
Bachelor of Commerce (Finance & Accounting)
15 years business management & administration experience in the Superannuation Sector
Over five years’ Project Accounting & Financial Accounting experience
Bachelor of Commerce (Hons), Econometrics and Associate of Securities Institute of Australia (ASIA)
33 years of experience in both funds management (ex Prudential and BT Australia) and sell side broking at UBS, Cazenove Australia and Shaw Stockbroking.
