Petra Capital provides a range of specialist services within its Corporate, Dealing and Research Functions.

Petra Capital provides a range of specialist services within its Corporate, Dealing and Research Functions.

Corporate Services

Our corporate team works with clients to develop and deliver their capital markets strategy.

Petra Capital’s corporate team has extensive experience in developing, planning, project managing and executing all forms of secondary market capital raisings. We work closely with clients at every stage of this process, ensuring that our approach is directed at meeting our client’s specific requirements.

In addition, our extensive domestic and international networks provide a platform for maximising opportunities to fulfil client capital requirements.

Our corporate services include:

  • Placements
  • Rights issues
  • Initial Public Offerings
  • Underwriting
  • Corporate Advice
2018
Services
$74,480,000

Institutional Placement
Broker to the Placement

Technology
$60,600,000

Institutional Placement
& Rights Issue
Joint Lead Manager

Base metals
$74,600,000

Institutional Placement
& Rights Issue
Exclusive Manager

2017
Gold
$7,000,000

Institutional Placement
Exclusive Manager

2018
Services
$74,480,000

Institutional Placement
Broker to the Placement

Technology
$60,600,000

Institutional Placement
& Rights Issue
Joint Lead Manager

Base metals
$74,600,000

Institutional Placement
& Rights Issue
Exclusive Manager

Chemicals
$17,000,000

Institutional Placement
Exclusive Manager

Minerals
$11,000,000

Institutional Placement
Exclusive Manager

Gold
$10,080,000

Institutional Placement
Exclusive Manager

Gold
$25,000,000

Institutional Placement
Exclusive Manager

Defence Services
$65,000,000

Institutional Placement & Entitlement Offer, Sole Lead Manager

2017
Gold
$7,000,000

Institutional Placement
Exclusive Manager

Chemicals
$12,000,000

Institutional Placement
Exclusive Manager

Soft Commodities
$20,000,000

Institutional Placement
Exclusive Manager

Defence Services
$20,900,000

Institutional Placement
Exclusive Manager

Gold
$10,500,000

Institutional Placement
Exclusive Manager

Property
$74,000,000

Fully Underwritten
Placement & Entitlement Offer
Joint Lead Manager

Soft Commodities
$33,500,000

Placement & Accelerated Entitlement Offer
Exclusive Manager

Telecommunications
$400,000,000

Fully Underwritten
Accelerated Entitlement Offer
Joint Lead Manager

Agriculture
$44,200,000

Fully Underwritten, Placement & Entitlement Offer
Exclusive Manager

Defence Services
$8,500,000

Institutional Placement
Exclusive Manager

Gold
$35,000,000

Institutional Placement
Joint Lead Manager

2016
Bulk Commodities
$15,000,000

Institutional Placement
Exclusive Manager

Healthcare Services
$10,300,000

Institutional Placement Joint
Lead Manager

Fin Tech
$20,000,000

Institutional Placement
Exclusive Manager

Software & Services
$18,050,000

Placement & Underwritten
Entitlement Offer
Exclusive Manager

Gold
$25,000,000

Institutional Placement
Joint Lead Manager

Gold
$15,050,000

Institutional Placement
Exclusive Manager

Property
$60,000,000

Institutional Placement
Joint Lead Manager, Underwriter

Fin Tech
$58,200,000

Institutional Placement
Joint Lead Manager

Gold
$74,000,000

Institutional Placement & Rights Issue
Joint Lead Manager

Gold
$16,600,000

Rights Issue
Exclusive Manager

Technology
$17,450,000

Institutional Placement Exclusive Manager

Healthcare Services
$5,000,000

Institutional Placement
Joint Lead Manager

Gold
$16,700,000

Institutional Placement
Joint Lead Manager

2015
Gold
$10,000,000

Institutional Placement
Joint Lead Manager

Healthcare Services
$42,500,000

Placement & Accelerated Entitlement Offer, Underwritten
Exclusive Manager

Telecommunications
$300,000,000

Institutional Placement
Fully Underwritten
Joint Lead Manager

Distributors
$56,000,000

Placement & Founder Sell Down
Exclusive Manager

Med Tech
$8,100,000

Institutional Placement
Joint Lead Manager

Gold
$5,059,040

Institutional Placement
Exclusive Manager

Property
$30,000,000

Placement & Entitlement Offer
Joint Lead Manager & Underwriter

2014
Base metals
$182,700,000

Institutional Placement
Joint Lead Manager

Services
$54,400,000

Initial Public Offering
Exclusive Manager & Underwriter

Property
$89,000,000

Accelerated Rights Issue
Exclusive Manager

Base metals
$30,000,000

Institutional Placement
Exclusive Manager

Retail
$40,000,000

Institutional Placement
Exclusive Manager

Distributors
$9,600,000

Founder Sell Down
Exclusive Manager

Services
$26,500,000

Pre-IPO Seed Funding
Exclusive Manager

Gold
$10,400,000

Institutional Placement
Joint Lead Manager

Healthcare Services
$30,000,000

Institutional Placement
Exclusive Manager

Agriculture
$25,200,000

Fully Underwritten Entitlement Offer
Exclusive Manager & Underwriter

Services
$100,000,000

Institutional Placement
Joint Lead Manager

Base metals
$7,500,000

Institutional Placement
Exclusive & Joint Lead Manager

2013
Utilities & Power
$74,700,000

Institutional Placement
Joint Lead Manager

Base metals
$15,120,000

Institutional Placement
Joint Lead Manager

Gold
$7,983,000

Institutional SPP Shortfall Placement
Exclusive Manager

Retail
$53,000,000

Institutional Placement
Lead Manager

Engineering
$5,037,000

Institutional Placement
Exclusive Manager

Services
$80,600,000

Institutional Placement
Joint Lead Manager

Property
$61,706,802

Entitlement Offer
Joint Lead Manager & Underwriter

Gold
$50,000,000

Institutional Placement
Exclusive Manager

Property
$21,168,000

Institutional Placement
Joint Lead Manager

Utilities & Power
$64,000,000

Institutional Placement
Joint Lead Manager

Healthcare Services
$11,200,000

Institutional Placement
Co-Equity Arranger

Industrial Metals & Minerals
$5,500,000

Institutional Placement
Exclusive Manager

Services
$35,000,000

Institutional Placement
Joint Lead Manager

2012
Base metals
$7,875,000

Institutional Placement
Exclusive Manager

Retail
$46,500,000

Institutional Placement
Exclusive Manager

Services
$35,400,000

Institutional Placement
Exclusive Manager

Industrial Metals & Minerals
$7,900,000

Institutional Placement
Exclusive Manager

Property
$30,000,000

Pre-IPO Raising
Joint Book Runner

Industrial Metals & Minerals
$5,000,000

Prospectus Raising
Lead Manager

Gold
$31,300,000

Institutional Placement
Joint Lead Manager

Gold
$77,330,000

Institutional Placement
Exclusive Manager

2011
Industrial Metals & Minerals
$16,200,000

Institutional Placement
Exclusive Manager

Fin Tech
$7,500,000

Institutional Placement
Exclusive Manager

Base metals
$30,240,000

Institutional Placement
Exclusive Manager

Gold
$21,000,000

Institutional Placement
Exclusive Manager

Services
$18,900,000

Institutional Placement
Exclusive Manager

2010
Bulk Commodities
$15,500,000

Institutional Placement Exclusive Manager

Telecommunications
$65,000,000

Institutional Placement Joint Lead Manager

Base metals
$260,000,000

Accelerated Entitlement Offer Joint Lead Manager

Services
$13,000,000

Institutional Placement Exclusive Manager

Base metals
$3,000,000

Sell Down of Vendor Interests Exclusive Manager

Base metals
$18,000,000

Institutional Placement Lead Manager

Gold
$51,000,000

Institutional Placement Co-Equity Arranger

Base metals
$10,600,000

Institutional Placement Exclusive Manager

Services
$30,000,000

Sell Down of Vendor Interests Exclusive Manager

Minerals
$5,800,000

Institutional Placement Exclusive Manager

Dealing

Petra Capital facilitates trades of all types and sizes, underpinned by comprehensive local and international market knowledge.

Petra Capital’s sales team draws on wide-ranging experience servicing institutional, professional and other specialist investors both in the Australian and international markets, to facilitate trades of all types and sizes. Maintaining extensive local and global contacts, and bolstered by state-of-the-art trading and information systems, our team provides superior dealing and execution skills.

Our research covers a variety of sectors providing the diversity required to deliver results for our clients.

Our dealing services include:

  • Equity execution
  • Block trades
  • Market Intelligence
  • Primary capital raisings
  • Secondary market activities
  • Building share registers

Research

Petra Capital’s Research team undertakes analysis and research for investment purposes.

We look for fresh, new, investment opportunities in emerging and growth companies across multiple sectors. Our talented and committed team of analysts take the time to understand the companies they cover, which results in concise, high quality, in depth analysis.

Core to our research and investment process is the identification of companies with strong management teams driving the growth of the businesses they manage. These companies often have a niche, competitive advantage and in all cases, present superior value or growth characteristics, capable of delivering superior results for investors.

To view some examples of our research, please select a link below:

Multiple Sectors

Research

Petra Capital’s Research team undertakes analysis and research for investment purposes.

We look for fresh, new, investment opportunities in emerging and growth companies across multiple sectors. Our talented and committed team of analysts take the time to understand the companies they cover, which results in concise, high quality, in depth analysis.

Core to our research and investment process is the identification of companies with strong management teams driving the growth of the businesses they manage. These companies often have a niche, competitive advantage and in all cases, present superior value or growth characteristics, capable of delivering superior results for investors.

To view some examples of our research, please select a link below:

We work hard to build long lasting, trusting relationships.

Global Distribution

Petra Capital conducts regular marketing campaigns in Australia, Asia, Europe and the United States.

Petra Capital’s clients include large international funds, mid-tier firms and boutique funds, providing us the capacity to facilitate material transactions.

We are active in the core financial hubs of London, Switzerland, Hong Kong, Singapore, the USA and New Zealand and in the non-core markets of Germany, France, South Africa, Dubai, Japan and China.

South Africa
Japan
Australia
New Zealand
USA
Germany
France
South Africa
China
Dubai
London
Switzerland
Hong Kong
Singapore

Funds Management

As part of Petra Capital’s diverse offering to clients, funds management services are also available via a professionally managed fund – Rockman Capital.

Rockman Capital is a 50:50 partnership between Petra Capital and the managers of the fund, all of whom are experienced fund managers with a proven track record.

The fund is independently managed, audited and with full compliance procedures in place.

Rockman Ex-50 Australian Equity Fund
FundRockman Ex-50 Australian Equity Fund, an open ended unit trust for wholesale investors (minimum commitment $100K)
ObjectivePreserve capital, grow wealth sensibly, low dependence on equity market direction
Investment UniverseASX equities outside the top 50 by market capitalization
Stock NumbersTarget 10-30 in a relatively concentrated, high quality portfolio
Cash Weighting0-50%
Fees1% per annum management fee, performance fee 10% above the Hurdle
'Cash Plus' Real Return HurdleRBA cash rate plus 4% per annum (any underperformance accumulates and must be recovered prior to accruing performance fees)
Index HedgingIndex futures may be short sold up to the value of the long share portfolio (but not more) to help protect the Fund against general market risk
Pricing/LiquidityUnits priced daily to provide maximum liquidity to investors
Lock-upNo investor lock-up period, redemption monies typically received on T + 3
DistributionsAnnual (elect to receive cash or reinvest)